Trade Surveillance Analyst; Temp

Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers.

Barron’s has recognized Interactive Brokers as the #1 online broker for six consecutive years. This is a hybrid role (3 days in office / 2 days remote).

Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment in its Chicago, Illinois, office. This entry-level position has excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry anti-money laundering, and securities laws and regulations.

• Conducting account activity reviews, including trading, deposit and withdrawal, and public domain activity, to determine if the activity aligns with IBKR policy.
• Advising management by collecting, analyzing, and summarizing data and trends.
• Preparing regulatory filings.
• Contribute to streamlining current processes and identifying areas for improvement.
• Review trading data for suspicious activity or patterns of unusual trading.

• 1-3 years of regulatory compliance experience working for an exchange, a regulatory organization, a broker-dealer (BD), a futures commission merchant (FCM) or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, consider applicants with strong bachelor’s-level credentials, some background in finance, economics, data analytics, or similar areas, and strong analytical and quantitative skills.
• Strong product knowledge of equity or exchange-traded derivative markets, or preferably both.
• High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems.
• Excellent oral and written communication skills.
• Detail-oriented with outstanding organizational and project management skills.
• Ability to work both independently and in a small-team environment and to multi-task with minimal supervision.
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus.

• Self-motivated and able to handle tasks with minimal supervision.
• Superb analytical and problem-solving skills.
• Excellent collaboration and communication (verbal and written) skills.
• Outstanding organizational and time management skills.

This role’s anticipated hourly range is $30.00 to $35.00 based on skills and experience.

• Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snacks
• Corporate events, including team outings, dinners, volunteer activities and company sports teams
• Modern offices with multi-monitor setups
• Temporary employees can accrue Paid Time Off as well as contribute to a 401(k) from date of hire
• Medical, Dental, Vision or Employee Assistance Program.

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