Controller: Broker-Dealer Finance & Compliance Lead
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-06-21
Listing for:
Phaxis
Full Time
position Listed on 2026-06-21
Job specializations:
-
Finance & Banking
Accounting & Finance, Financial Manager, Financial Reporting, Financial Controller
Job Description & How to Apply Below
Phaxis is seeking a Controller to lead accounting, financial reporting, and regulatory operations for a growing Wealth Management and Broker-Dealer firm. The ideal candidate will have strong broker-dealer reporting experience and knowledge of net capital requirements.
This role includes managing daily accounting operations, preparing financial statements according to GAAP, and supporting budgeting and forecasting efforts. Candidates must possess a Bachelor's degree in Accounting or Finance and have 3–8 years of relevant experience.
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