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Trading Operations Specialist: Execution & Compliance
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-06-26
Listing for:
Phillip Capital Inc.
Full Time
position Listed on 2026-06-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm located in Chicago seeks an experienced Execution Services Analyst to oversee day-to-day trading operations. The ideal candidate will ensure accurate trade capture, manage regulatory reporting and compliance, and drive continuous process improvements. With a minimum of 5 years in trade support and required Series 7 certification, this role offers a dynamic environment to engage with clients and internal stakeholders.
Proficiency in Excel and experience with clearing systems are highly valued. Apply to join a team that fosters integrity and collaboration.
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