Regulatory Compliance & Surveillance Analyst
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-07-10
Listing for:
StoneX Group Inc.
Full Time
position Listed on 2026-07-10
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
StoneX Group Inc. is seeking a Compliance Analyst to support ongoing monitoring and surveillance, ensuring regulatory obligations are met by internal and external partners.
The role emphasizes automated trade practice surveillance and awareness of CFTC, NFA and exchange rules. Primary duties include analyzing trading activity for unusual patterns, developing monitoring methodologies, communicating findings, and documenting compliance actions.
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