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Compliance Supervisor, BD & RIA – Training & Oversight
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-07-13
Listing for:
San Blas Securities
Full Time, Apprenticeship/Internship
position Listed on 2026-07-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
San Blas Securities, a full-service investment bank, is looking for a Compliance Supervisor to support regulatory and compliance efforts. This full-time position is based in Chicago and involves managing compliance training programs and document supervisory activities.
The ideal candidate should have a Bachelor's degree, relevant FINRA licenses, and 3-5 years of experience in regulatory environments, fostering a culture of compliance.
Competitive compensation and bonus structure based on experience, ranging from $80K to $100K.
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