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Senior AML Compliance Lead – Broker-Dealer Trading

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: tastytrade
Full Time position
Listed on 2026-08-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Crime
  • Law/Legal
    Regulatory Compliance Specialist, Financial Crime
Salary/Wage Range or Industry Benchmark: 120000 - 170000 USD Yearly USD 120000.00 170000.00 YEAR
Job Description & How to Apply Below

tastytrade seeks an AML Compliance Officer to ensure compliance with AML regulations across all products. This role reports to the Chief Compliance Officer and involves leading AML policy development, risk assessments, and regulatory reporting in a broker-dealer ecosystem based in Chicago.

Ideal candidates have a strong AML background, CAMS certification preferred, and the ability to collaborate with Legal, Operations, and Regulators to strengthen controls and governance.

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Position Requirements
10+ Years work experience
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