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Senior AML Compliance Lead – Broker-Dealer Trading
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-08-01
Listing for:
tastytrade
Full Time
position Listed on 2026-08-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
tastytrade seeks an AML Compliance Officer to ensure compliance with AML regulations across all products. This role reports to the Chief Compliance Officer and involves leading AML policy development, risk assessments, and regulatory reporting in a broker-dealer ecosystem based in Chicago.
Ideal candidates have a strong AML background, CAMS certification preferred, and the ability to collaborate with Legal, Operations, and Regulators to strengthen controls and governance.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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