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Senior AML Compliance Lead – Financial Crimes & Investigations
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-08-04
Listing for:
tastytrade, Inc.
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
tastytrade is seeking an AML Compliance Officer to develop and implement robust AML controls across all products. You will conduct risk assessments for customers and services, serve as primary contact for regulators and auditors, and oversee enterprise compliance in collaboration with internal teams.
The role requires deep AML expertise specific to broker-dealer and related operations.
Required:
bachelor’s degree in finance or related field;
Series 3/4/7/24/63 licenses; CAMS preferred.
Position Requirements
10+ Years
work experience
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