Senior Analyst, Operational Risk Management

Position Information Hiring Manager:

Vice President Department:

Operational Risk Management Department Overview The Operational Risk Management (“ORM”) Department is responsible for the Risk Mitigation Framework. The Risk Mitigation Framework provides the process, tools and approach that are needed to support and enhance the control environment required to minimize operational risks related to Golub Capital’s non-investment functions. The Risk Mitigation Framework was created to minimize material losses, provide process and internal control oversight, and anticipate potential material loss events.

The Risk Mitigation Framework is comprised of a set of consistent and repeatable elements that allow Golub Capital to identify, assess, mitigate, and report on the operational risk profile of the firm. The Risk Mitigation programs include Risk and Control Self-Assessment (“RCSA”), Issue Management (“IM”), Vendor Risk Management (“VRM”), Business Continuity Management (“BCM”), and Internal Control Testing (“ICT”).Position Responsibilities This position supports the Firm’s enterprise risk management efforts by assisting in the identification, assessment, monitoring and reporting of risks across Golub Capital.

The role will help ensure the effectiveness of risk management and control processes, with primary emphasis on the Internal Control Testing Program and related risk assurance activities.

The role requires strong management skills to assist with developing detailed plans, tracking progress, managing obstacles and ultimately delivering enhancements to the Golub Capital Operational Risk Management Framework. Exceptional verbal and written communication skills are required as this is an internal client-facing role that requires communication with users at all levels of the organization.

Responsibilities include but are not limited to:

Assisting in the implementation and maintenance of Golub Capital’s ORM risk mitigation framework, working closely with ORM team leads and internal key stakeholders

Assisting in all risk mitigation programs with a dedicated focus on the Internal Control Testing program

Performing periodic testing to determine effectiveness of business lines’ adherence to the defined controls, requirements, internal policies and best practices

Creating and maintaining meaningful operational risk reporting to meet the needs of senior management and oversight committees

Proactively identifying, tracking and analyzing operational risks within Golub Capital, while working to identify and implement critical control improvements

Driving comprehensive risk identification and assessment by challenging assumptions, validating risk analyses and ensuring the completeness, accuracy and quality of departmental risk evaluations

Representing the team’s interests at internal meetings, committees and working groups

Fostering and developing relationships with various ORM stakeholders, while promoting a robust risk culture

Candidate Requirements Qualifications &

Experience:

Bachelor’s degree required3-5 years of financial services experience in risk management, audit or related areas

Certifications (Preferred):
Operational Risk Management Certificate, Certified Internal Auditor (CIA), Financial Risk Manager (FRM) Designation Knowledge of financial services industry practices, internal controls and regulatory requirements

Understanding and experience with operational loss causes, measures and mitigation strategies

Assertive, self-motivated, team oriented, flexible and able to multi-task Excellent analytical and problem-solving skills

Exceptional written and verbal communication skills; capable of communicating effectively across all levels of the organization

Attention to detail and strong organizational skills including the ability to manage several projects

Highly motivated and resourceful in a fast paced, growth environment; ability to work both independently and as a team member

Ability to probe sensitive issues while maintaining the highest level of integrity and objectivity

Demonstrated ability to effectively leverage AI tools in day-to-day work, with strong critical thinking to assess accuracy, limitations and…