EDD Analyst

About The Company

Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.

Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.

For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.

Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, , and others.

Interactive Brokers (IBKR) is hiring an Enhanced Due Diligence (EDD) Analyst in our Chicago office. The analyst will report to a local EDD Manager and will assist with ensuring the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, securities laws, and regulations.

• Conduct ongoing reviews of client profiles and transactions following IBKR policy and procedures
• Maintain accurate tracking of assignments and requests for documentation to ensure appropriate deadlines are met
• Contribute to streamlining current processes and identifying areas for improvement
• Perform negative news and public domain searches on high-risk clients and related parties

The ideal candidate will have regulatory and compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, we will also consider applicants with a solid academic background in law, accounting, data analytics or similar areas.

To thrive and succeed in the Interactive Brokers work environment, candidates must be focused, adaptable, collaborative and have strong time management skills.

• High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
• Minimum of 5 years’ experience and familiarity, preferably gained in a brokerage or corporate banking environment, with onboarding or reviewing high-risk client relationships and carrying out EDD.
• Excellent oral and written communication skills
• Detail-oriented with outstanding organizational and project management skills
• Ability to work independently, in a small-team environment, and multi-task with minimal supervision
• ACAMS, CFE, CFCS, SIE, Series 7, and/or other licenses or certifications are highly preferred

• Competitive salary, annual…