Manager, Risk and Comliance

Overview

Manager of Risk& Compliance supports Assurance Digital by executing certification and compliance activities for products and platforms under established standards and guidance. The role is responsible for preparing certification artifacts, supporting risk assessments, collecting and validating evidence, and ensuring release readiness.

• Certification Execution and Release Support – Execute certification activities, prepare artifacts, support pre‑release readiness and post‑release follow‑up activities.
• Risk Assessment Support and Issue Management – Support risk assessments for new products, enhancements and material changes; document risks, mitigate measures, track treatment actions, and escalated issues as needed.
• Documentation, Evidence, and Quality Control – Produce and maintain required documentation and evidence, perform quality checks, maintain records and evidence repositories.
• Stakeholder Coordination and Day‑to‑Day Advisory – Partner with product, engineering, and delivery teams; serve as day‑to‑day Risk & Compliance contact; escalations to senior leaders.
• Governance and Reporting Support – Prepare materials for compliance governance forums, status reporting, audit/inspection peer review, and internal oversight requests.
• Other duties as assigned.

• Education / Certifications
  • Bachelor’s degree in accounting, information systems, business, computer science, or related field (required).
  • 5+ years of experience (required).
  • Preferred certifications: CPA, CISA, CRISC, AIGP, AAIR, AAISM or similar.
• Technical / Soft Skills
  • Experience with privacy/data protection impact assessments and related process and security controls concepts.
  • Familiarity supporting SOC1/SOC2 reporting concepts.
  • Exposure to cloud environments (Azure, AWS, GCP) and related control considerations.
  • Exposure to data and AI governance, model risk management frameworks, or emerging technology compliance.
• Experience
  • Knowledge of external audit workflows and the importance of audit quality, documentation, and evidence.
  • Experience working with IT control frameworks (e.g., COSO, COBIT, ITIL) and common technology risk concepts.
  • Experience partnering with product or technology teams to clarify requirements, obtain evidence, and drive follow‑through on remediation actions.

At RSM, we offer a competitive benefits and compensation package. We provide flexibility in your schedule, empowering you to balance life’s demands while serving clients. Learn more about our total rewards at  .

All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave);

domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.