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Regulatory Compliance Specialist CFO

Futures Compliance Leader | CCO, Strategy & Regulation

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: Wedbush Securities
Full Time position
Listed on 2026-06-04
Job specializations:
  • Management
    Regulatory Compliance Specialist, CFO
  • Finance & Banking
    Regulatory Compliance Specialist, CFO
Salary/Wage Range or Industry Benchmark: 170000 - 200000 USD Yearly USD 170000.00 200000.00 YEAR
Job Description & How to Apply Below
A major securities and investment firm is seeking an SVP, Chief Compliance Officer for the Futures Division in Chicago. This role entails overseeing compliance functions and ensuring adherence to regulatory requirements within the Futures Commission Merchant. Ideal candidates will have over 10 years of industry experience, strong leadership skills, and a Bachelor’s degree. The firm provides a competitive compensation package ranging from $170,000 to $200,000 annually, along with comprehensive benefits including health coverage, 401(k) match, and tuition reimbursement.
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