AVP, Global Compliance & Risk Strategy
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-07-15
Listing for:
Monroe-Capital-LLC
Full Time
position Listed on 2026-07-15
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Monroe Capital is seeking an experienced Assistant Vice President of Compliance to lead and oversee the firm's regulatory program, partnering with the Head of Compliance & Operational Risk and CCO to implement strategies, policies, and practices for its SEC-registered advisory and FINRA-registered broker-dealer entities.
The role requires proactive risk mitigation, effective communication with internal and external stakeholders, and the ability to manage both micro and macro compliance
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