Regulatory Compliance Specialist Job Openings in Connecticut — Search & Apply
today
101.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
Wallingford, Connecticut, USA
(Wallingford jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |
today
102.
Principal Review & Compliance Supervisor
Job in
New Britain, Connecticut, USA
(New Britain jobs)
Management (Regulatory Compliance Specialist)
Voya Financial, Inc. is seeking a Principal Review Supervisor to safeguard client activity and support advisor success by ensuring...
Principal Review & Compliance Supervisor JobListing for: Voya Financial, Inc. |
today
103.
Principal Review & Compliance Supervisor
Job in
Stamford, Connecticut, USA
(Stamford jobs)
Management (Regulatory Compliance Specialist)
Voya Financial, Inc. is seeking a Principal Review Supervisor to safeguard client activity and support advisor success by ensuring...
Principal Review & Compliance Supervisor JobListing for: Voya Financial, Inc. |
today
104.
Licensing & Registration Manager (Remote, USA)
(Remote / Online) - Candidates ideally in
Wallingford, Connecticut, USA
(Wallingford jobs)
Finance & Banking (Regulatory Compliance Specialist, Wealth Management)
Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...
Licensing & Registration Manager (Remote, USA) JobListing for: NewEdge Capital Group |
today
105.
Licensing & Registration Manager (Remote, USA)
(Remote / Online) - Candidates ideally in
New Britain, Connecticut, USA
(New Britain jobs)
Finance & Banking (Regulatory Compliance Specialist, Wealth Management)
Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...
Licensing & Registration Manager (Remote, USA) JobListing for: NewEdge Capital Group |
today
106.
Licensing & Registration Manager (Remote, USA)
(Remote / Online) - Candidates ideally in
West Hartford, Connecticut, USA
(West Hartford jobs)
Finance & Banking (Regulatory Compliance Specialist, Wealth Management)
Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...
Licensing & Registration Manager (Remote, USA) JobListing for: NewEdge Capital Group |
today
107.
Principal Review Supervisor
Job in
Greenwich, Connecticut, USA
(Greenwich jobs)
Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)
Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...
Principal Review Supervisor JobListing for: Voya Financial, Inc. |
today
108.
Principal Review Supervisor
Job in
Hamden, Connecticut, USA
(Hamden jobs)
Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)
Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...
Principal Review Supervisor JobListing for: Voya Financial, Inc. |
today
109.
Principal Review Supervisor
Job in
Norwalk, Connecticut, USA
(Norwalk jobs)
Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)
Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...
Principal Review Supervisor JobListing for: Voya Financial, Inc. |
today
110.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
New Britain, Connecticut, USA
(New Britain jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |