Regulatory Compliance Specialist Job Openings in Connecticut — Search & Apply
1 day ago
101.
Principal Review & Compliance Supervisor
Job in
Greenwich, Connecticut, USA
(Greenwich jobs)
Management (Regulatory Compliance Specialist)
Voya Financial, Inc. is seeking a Principal Review Supervisor to safeguard client activity and support advisor success by ensuring...
Principal Review & Compliance Supervisor JobListing for: Voya Financial, Inc. |
1 day ago
102.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
New Haven, Connecticut, USA
(New Haven jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |
1 day ago
103.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
East Hartford, Connecticut, USA
(East Hartford jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |
1 day ago
104.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
Norwalk, Connecticut, USA
(Norwalk jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |
1 day ago
105.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
Fairfield, Connecticut, USA
(Fairfield jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |
1 day ago
106.
Licensing & Registration Lead — Remote (FINRA/SEC)
(Remote / Online) - Candidates ideally in
Stratford, Connecticut, USA
(Stratford jobs)
Management (Regulatory Compliance Specialist, Wealth Management)
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...
Licensing & Registration Lead — Remote (FINRA/SEC) JobListing for: NewEdge Capital Group |
1 day ago
107.
Principal Review Supervisor
Job in
Bridgeport, Connecticut, USA
(Bridgeport jobs)
Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)
Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...
Principal Review Supervisor JobListing for: Voya Financial, Inc. |
1 day ago
108.
Licensing & Registration Manager (Remote, USA)
(Remote / Online) - Candidates ideally in
Bristol, Connecticut, USA
(Bristol jobs)
Finance & Banking (Regulatory Compliance Specialist, Wealth Management)
Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...
Licensing & Registration Manager (Remote, USA) JobListing for: NewEdge Capital Group |
1 day ago
109.
Licensing & Registration Manager (Remote, USA)
(Remote / Online) - Candidates ideally in
Hartford, Connecticut, USA
(Hartford jobs)
Finance & Banking (Regulatory Compliance Specialist, Wealth Management)
Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...
Licensing & Registration Manager (Remote, USA) JobListing for: NewEdge Capital Group |
1 day ago
110.
Licensing & Registration Manager (Remote, USA)
(Remote / Online) - Candidates ideally in
Fairfield, Connecticut, USA
(Fairfield jobs)
Finance & Banking (Regulatory Compliance Specialist, Wealth Management)
Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...
Licensing & Registration Manager (Remote, USA) JobListing for: NewEdge Capital Group |