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Regulatory Compliance Specialist Job Openings in Connecticut — Search & Apply

Jobs found: 4987
today 101. Licensing & Registration Lead — Remote (FINRA/SEC) (Remote / Online) - Candidates ideally in Wallingford, Connecticut, USA (Wallingford jobs)

Management (Regulatory Compliance Specialist, Wealth Management)

New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...

Licensing & Registration Lead — Remote (FINRA/SEC) Job

Listing for: NewEdge Capital Group
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today 102. Principal Review & Compliance Supervisor Job in New Britain, Connecticut, USA (New Britain jobs)

Management (Regulatory Compliance Specialist)

Voya Financial, Inc. is seeking a Principal Review Supervisor to safeguard client activity and support advisor success by ensuring...

Principal Review & Compliance Supervisor Job

Listing for: Voya Financial, Inc.
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today 103. Principal Review & Compliance Supervisor Job in Stamford, Connecticut, USA (Stamford jobs)

Management (Regulatory Compliance Specialist)

Voya Financial, Inc. is seeking a Principal Review Supervisor to safeguard client activity and support advisor success by ensuring...

Principal Review & Compliance Supervisor Job

Listing for: Voya Financial, Inc.
View this Job
today 104. Licensing & Registration Manager (Remote, USA) (Remote / Online) - Candidates ideally in Wallingford, Connecticut, USA (Wallingford jobs)

Finance & Banking (Regulatory Compliance Specialist, Wealth Management)

Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...

Licensing & Registration Manager (Remote, USA) Job

Listing for: NewEdge Capital Group
View this Job
today 105. Licensing & Registration Manager (Remote, USA) (Remote / Online) - Candidates ideally in New Britain, Connecticut, USA (New Britain jobs)

Finance & Banking (Regulatory Compliance Specialist, Wealth Management)

Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...

Licensing & Registration Manager (Remote, USA) Job

Listing for: NewEdge Capital Group
View this Job
today 106. Licensing & Registration Manager (Remote, USA) (Remote / Online) - Candidates ideally in West Hartford, Connecticut, USA (West Hartford jobs)

Finance & Banking (Regulatory Compliance Specialist, Wealth Management)

Licensing & Registration Manager (Remote, USA) - Article by: - New Edge Capital Group - April 20, 2026 - Job Summary - As part of...

Licensing & Registration Manager (Remote, USA) Job

Listing for: NewEdge Capital Group
View this Job
today 107. Principal Review Supervisor Job in Greenwich, Connecticut, USA (Greenwich jobs)

Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)

Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...

Principal Review Supervisor Job

Listing for: Voya Financial, Inc.
View this Job
today 108. Principal Review Supervisor Job in Hamden, Connecticut, USA (Hamden jobs)

Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)

Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...

Principal Review Supervisor Job

Listing for: Voya Financial, Inc.
View this Job
today 109. Principal Review Supervisor Job in Norwalk, Connecticut, USA (Norwalk jobs)

Finance & Banking (Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist)

Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and...

Principal Review Supervisor Job

Listing for: Voya Financial, Inc.
View this Job
today 110. Licensing & Registration Lead — Remote (FINRA/SEC) (Remote / Online) - Candidates ideally in New Britain, Connecticut, USA (New Britain jobs)

Management (Regulatory Compliance Specialist, Wealth Management)

New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various...

Licensing & Registration Lead — Remote (FINRA/SEC) Job

Listing for: NewEdge Capital Group
View this Job
Jobs found: 4987