Regulatory Compliance Specialist Job Openings in Connecticut — Search & Apply
today
31.
SE Inventory Management & FIAR Compliance (Onsite
Job in
East Hartford, Connecticut, USA
(East Hartford jobs)
Business (Regulatory Compliance Specialist)
Position: SE Inventory Management & FIAR Compliance (Onsite) - Location: US - OK - OKLAHOMA CITY - 8120SC ~ 8120 S Air Depot Blvd ~...
SE Inventory Management & FIAR Compliance (Onsite JobListing for: Pratt & Whitney |
today
32.
FIAR Compliance & Inventory Lead — Onsite
Job in
East Hartford, Connecticut, USA
(East Hartford jobs)
Business (Regulatory Compliance Specialist)
RTX, the parent company of Pratt & Whitney, seeks a highly motivated professional to join the Support Equipment FIAR compliance team....
FIAR Compliance & Inventory Lead — Onsite JobListing for: Pratt & Whitney |
today
33.
ETF & 1940 Act Funds Compliance Lead
Job in
Greenwich, Connecticut, USA
(Greenwich jobs)
Finance & Banking (Regulatory Compliance Specialist, Financial Compliance)
iCapital is seeking a Compliance Officer to oversee ETF and 40 Act funds compliance for investment advisers, with responsibility for...
ETF & 1940 Act Funds Compliance Lead JobListing for: Intelligentsia Capital |
today
34.
Financial Services - Customer Tax Operations and Reporting - Tax Senior Manager
Job in
Stamford, Connecticut, USA
(Stamford jobs)
Finance & Banking (Financial Compliance, Regulatory Compliance Specialist, Financial Reporting)
Location: - New York, Chicago, Los Angeles, Boston, Dallas, San Francisco, Seattle, Hoboken, Iselin, Jericho, Stamford, Mc Lean - At EY,...
Financial Services - Customer Tax Operations and Reporting - Tax Senior Manager JobListing for: EY |
today
35.
Senior Swap Dealer Compliance Officer
Job in
Stamford, Connecticut, USA
(Stamford jobs)
Finance & Banking (Regulatory Compliance Specialist, Financial Compliance)
State Street is seeking a Compliance Officer for the Markets Swap Dealer Compliance team. The role advises internal stakeholders on SEC,...
Senior Swap Dealer Compliance Officer JobListing for: State Street |
today
36.
Swap Dealer Compliance, Vice President
Job in
Stamford, Connecticut, USA
(Stamford jobs)
Finance & Banking (Regulatory Compliance Specialist, Financial Compliance, Financial Crime)
Who We Are Looking For - State Street Markets Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on...
Swap Dealer Compliance, Vice President JobListing for: State Street |
today
37.
Fund Attorney - Assistant Vice President / Vice President
Job in
Greenwich, Connecticut, USA
(Greenwich jobs)
Law/Legal (Financial Law, Regulatory Compliance Specialist)
About The Role - iCapital is looking to hire an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team...
Fund Attorney - Assistant Vice President / Vice President JobListing for: Intelligentsia Capital |
today
38.
Fund Attorney / AVP — Private Funds | Hybrid, Equity
Job in
Greenwich, Connecticut, USA
(Greenwich jobs)
Law/Legal (Financial Law, Regulatory Compliance Specialist)
iCapital is seeking an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team. The role focuses on U.S....
Fund Attorney / AVP — Private Funds | Hybrid, Equity JobListing for: Intelligentsia Capital |
today
39.
VP, Global Corporate Governance (Remote Fridays
(Remote / Online) - Candidates ideally in
Greenwich, Connecticut, USA
(Greenwich jobs)
Business (Business Administration, Regulatory Compliance Specialist, Business Law)
Position: VP, Global Corporate Governance (Remote Fridays) - iCapital is seeking an experienced Corporate Governance professional at...
VP, Global Corporate Governance (Remote Fridays JobListing for: Intelligentsia Capital |
today
40.
FAI Coordinator - Quality Data & AS9102 Expert
Job in
Stafford, Connecticut, USA
(Stafford jobs)
Quality Assurance - QA/QC (Quality Engineering, Regulatory Compliance Specialist, Production QC/QA)
TTM Technologies, Inc. is hiring a First Article Inspection (FAI) Coordinator to manage AS9102 reporting, data integrity, and cross -...
FAI Coordinator - Quality Data & AS9102 Expert JobListing for: TTM Technologies |