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Senior Operations & Compliance Leader – Wealth Management
Job in
Hoffman Estates, Cook County, Illinois, 60179, USA
Listed on 2026-06-13
Listing for:
Engtal
Full Time
position Listed on 2026-06-13
Job specializations:
-
Management
Risk Manager/Analyst -
Finance & Banking
Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Engtal is seeking an experienced Operations & Compliance Manager for a growing independent wealth management firm in Hoffman Estates, Illinois. This leadership role involves overseeing operational processes and client onboarding while ensuring compliance with SEC regulations and internal controls.
The ideal candidate should possess over 6 years of experience in operations and compliance within financial services and have a strong understanding of regulatory requirements. The position promises a collaborative culture focused on integrity and continuous improvement.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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