Senior Ops & Compliance Lead - Wealth Management
Job in
Hoffman Estates, Cook County, Illinois, 60179, USA
Listed on 2026-07-08
Listing for:
Engtal
Full Time
position Listed on 2026-07-08
Job specializations:
-
Management
Regulatory Compliance Specialist, Operations Management -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Engtal is seeking an experienced Operations & Compliance Manager to join a growing independent wealth management firm in Hoffman Estates, Illinois. This hands-on leadership role requires overseeing operational processes and ensuring compliance with SEC regulations while driving efficiency.
The ideal candidate will have 6+ years in financial services operations or compliance, strong SEC knowledge, and proven leadership skills. This position offers the chance to shape operational processes and compliance programs in a collaborative culture focused on client service.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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