Associate Audit Director - Risk and Control Enhancement
Chicago, Cook County, Illinois, 60290, USA
Listed on 2026-07-10
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Finance & Banking
Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Associate Director – Audit (Risk & Control Enhancement)
As an Associate Director, you will lead audit teams in designing and executing risk‑based audit programs for Northern Trust’s Risk and Control Enhancement transformation program. You will manage audit activities, assess and adjust the audit universe, and develop continuous monitoring in partnership with business and corporate stakeholders.
Key Responsibilities- Oversee and lead audit validation activities within the transformation program.
- Manage all audit activities in assigned areas of responsibility.
- Establish and maintain an effective risk‑based audit program.
- Complete risk assessments, propose changes to the audit universe, and develop audit plans with coverage and timing.
- Develop continuous monitoring activities to track changes in business units and corporate functions.
- 12+ years of experience in Enterprise Risk Management (ERM) and Operational Risk Management (ORM).
- Advanced knowledge of compliance regulations.
- Strong interpersonal, analytical, organizational, and communication skills, including business writing and presentations.
- Experience with transformation programs and auditing ERM, ORM, and compliance risk activities.
Salary range: $114,700 – $194,900 USD (base pay).
BenefitsRetirement benefits (401(k) and pension), health (medical, dental, vision, spending accounts, disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary well‑being benefits. Discretionary bonus program may include an equity component.
Working ModelHybrid – a balanced mix of office and remote work.
Work AuthorizationApplicants must be authorized to work in the U.S. without the need for employment‑based visa sponsorship now or in the future. Northern Trust does not sponsor U.S. work visas for this opportunity.
Equal Opportunity EmploymentNorthern Trust is an equal opportunity employer. We do not discriminate on the basis of race, color, religion, sex, gender identity, sexual orientation, age, disability, or any other protected characteristic and are committed to providing reasonable accommodations to applicants with disabilities.
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