Senior Internal Auditor – SOX

Responsibilities

• Lead and execute Sarbanes-Oxley (SOX) compliance testing for internal controls over financial reporting.
• Conduct risk assessments to identify and prioritize financial reporting risks.
• Review and update flowcharts, narratives, and control matrices.
• Perform walkthroughs and detailed testing of financial and operational controls under SOX 404.
• Identify control deficiencies, recommend remediation, and develop action plans with management.
• Coordinate with external auditors during SOX testing and the annual financial statement audit.
• Monitor SOX controls and address process, system, and regulatory changes.
• Provide training and guidance to staff auditors and business units.
• Stay current with SOX regulations and related compliance frameworks.
• Prepare and present management reports on SOX compliance, deficiencies, and remediation progress.
• Collaborate with business units on control improvements and process efficiencies.
• Complete ad hoc projects and participate in task forces or committees as requested by the Audit Committee, Board of Directors, and senior management.
• Complete assigned projects within scheduled time frames and assist the SOX Director as needed.

• Bachelor's degree in a business-related field required;
  Accounting degree preferred
• 5 or more years of audit experience required
• Knowledge of bank operations preferred
• Familiarity with Sarbanes-Oxley (SOX) requirements preferred
• Knowledge of Microsoft Office required
• Certified Public Accountant or Certified Internal Auditor designation preferred
• SOX ITGC testing experience preferred
• Strong oral and written communication skills
• Understanding of accounting and financial processes
• Strong organizational and project management skills
• Ability to multitask and work independently
• Ability to perform duties under frequent time pressures, prioritize workflow, and meet deadlines
• Ability to solve problems independently while applying logic and discretion

Demonstrates expertise in Sarbanes-Oxley (SOX) compliance testing and internal controls over financial reporting, with strong capabilities in risk assessment, control deficiency identification, and remediation planning. Proficient in project management and effective communication, ensuring collaboration with business units and external auditors.

• Sarbanes-Oxley (SOX) Compliance Testing
• Risk Assessment
• Control Deficiency Identification
• Certified Public Accountant (CPA)
• Project Management

• SOX ITGC Testing
• Financial Reporting
• Control Matrices Review
• Walkthroughs and Testing
• Accounting Processes

• Strong Oral Communication
• Strong Written Communication
• Organizational Skills
• Problem-Solving
• Multitasking

• Certified Public Accountant (CPA)
• Certified Internal Auditor (CIA)

• Bank Operations
• Financial Statement Audit
• Regulatory Changes
• Management Reports
• Audit Committee

• Microsoft Office